The Legal Compliance Collective
The sessions
Compliance wins, when we all win! So our Legal compliance collective is about sharing knowledge and experiences with your peers, and also hearing from experts in the field too! Every Wednesday at 12:00 our Legal Compliance Collective gathers to discuss the topic of the day, but we send a schedule in advance so you don’t miss an important topic to you. Anti-Money Laundering (AML), Fraud, Source of Funds, AI the list goes on! Something on your agenda? Let us know and we can get it into the schedule, the collective works because it’s driven by you, our members!
We meet at 12:00 on Zoom to discuss the topic of the day and send the link out by email confirming the Zoom details on the morning of the call. We aim to have an open conversation on often sensitive topics, so the meetings are run under Chatham House Rule with an occasional invoking of ‘Fight Club Rule’ if we have any contentious discussion.
For this reason, we don’t record sessions and politely ask you not to bring a notetaker. Normally the slides from the session are made available.
The group is open to anyone working in an law firm with an interest in compliance. To join, just fill in the form.
The group includes a number of suppliers who commit to the collaborative ‘no sales’ nature of the meetings. New suppliers are welcome to the group but please follow the instructions here.
Scheduled sessions
Recent sessions
Your hosts
Alicia Tooth
With 10 years in the insurance sector, Alicia gained deep expertise in risk management, claims and regulation. Insight that she now applies to her role at Gately as Business Acceptance Manager. For Alicia compliance isn’t a check box, it’s a foundation of trust, stability and sustainable success.
Carolyn Beal
Having always worked within the legal sector, both in-house and now in consultancy, Carolyn understands the challenges presented to compliance officers and teams. This deep understanding of the industry allows Carolyn to adopt a holistic approach to consultancy.
Kayleigh Smale
Kayleigh is a self-confessed AML geek and compliance specialist. She is the founder of Smale Compliance, where she helps law firms strengthen their AML and regulatory frameworks through practical, engaging, and down-to-earth support and Head of Compliance at Forsyte.
Rob Pearce
Passionate about helping people develop from an early age, it’s no surprise that Rob has spent the last 15 years working within Learning & Development and Sales Enablement, mostly in the Tech Sector. Working at E3, being training and tech, just makes sense!
Steve Brett
Steve is a founder at E3 Compliance Training - on a mission to rid the world of grudge training
Vicky Simpson
Vicky has dedicated the last 30 years to the Legal sector, working in various in-house roles before becoming a full-time Consultant. She’s dedicated to helping people and businesses thrive.
Brought to you by
E3 Compliance Training
E3 Compliance Training was founded to tackle the widespread use of ‘box ticking’ training traditionally used for compliance. The team use games development skills, normally applied to AAA games, coupled with practical experience on real world compliance programs to deliver effective compliance training that works. Want to see people engage in their training and complete it without being chased? Talk to us.
We founded the Compliance Collective for people working in compliance to share ideas with others in the sector - to utilise the expertise all around us.