AML File Reviews- The Issues That Keep Catching Law Firms Out

Independent AML file reviews offer a valuable opportunity to step back and assess how a firm’s policies are being applied in practice. Whilst every firm has its own processes, the same themes continue to emerge time and time again.

In this webinar, Kayleigh Smale will share the most common issues identified during independent AML file reviews and explore why they matter from both a regulatory and financial crime perspective.

Whether you are an MLRO, MLCO, COLP, Risk & Compliance professional or carry out AML file reviews, this session will provide practical insights, common pitfalls and actionable takeaways that you can apply immediately within your own firm.